Stand firm. Grow faster.

Structure GRC (governance, risk and compliance) for asset managers, investment advisers, family offices and other financial institutions: FIRMENFELS brings KYC, documentation, training records and responsibilities together in one system. Demonstrable to FINMA, your supervisory organisation and SRO. Less manual effort, no firefighting when supervisors make enquiries, more time for your clients.

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FIRMENFELS in conversation with financial service providers
Dominic Görg
Risk management should not be seen as a box-ticking exercise, but as the foundation of sustainable corporate leadership.

Dominic Görg

Founder | Managing Owner

Firmenfels Group

Sound familiar?

The challenge facing many financial service providers.

  • Regulation is increasing
  • Time-consuming documentation
  • KYC information that is hard to keep track of
  • Responsibilities have grown organically over time
  • Data protection is confusing
  • Training records take time and effort
  • Change increases complexity
  • Risk and liability issues create uncertainty

The solution for your risk management

FIRMENFELS puts leadership into practice with you. Not just on paper.

Management and Risk Check

A short, precise analysis of your liability pitfalls. In 10 – 15 minutes you receive a score across 3 dimensions with a radar chart, a PDF report and concrete areas for action.

  • Quick scan of your business and analysis of the current situation
  • Immediate evaluation, uncovering risks and liability pitfalls
  • PDF sent straight to your inbox

10 – 15 minutes • free

Start now

Management and Risk Analysis

Where the check reveals risks, the analysis goes deeper. Our experts examine your business, with a personal management meeting and a written report as the basis for your decisions.

  • In-depth expert analysis across 9 risk dimensions (3 – 5 working days)
  • Personal management meeting (90 min.)
  • Written management report

3 – 5 working days • CHF 3,900

Book a consultation

Leadership and Risk Dashboard

The dashboard creates more than control: structure, clarity and with them the freedom to lead again instead of administering. Initial visible stabilisation usually within 30 – 60 days.

  • Brings scattered information and tasks together in one interface
  • Makes tasks, risks and responsibilities visible across the team
  • Designed for compliance and verifiability (Switzerland/EU)
  • An overview in just a few clicks – without restructuring your day-to-day business

The industry-optimised Leadership and Risk Dashboard is one of the modules of the FIRMENFELS Implementation System.

View the FIRMENFELS Implementation System in detail

FIRMENFELS is backed by a team of practitioners. People who know what liability feels like, how leadership works under pressure and what really helps day to day.

The company is led by Dominic Görg, a business lawyer whose career spans financial market supervision, top management and several boards of directors.

Frequently asked questions

Which GRC solution is right for asset managers, investment advisers, family offices and other financial institutions?

One that manages KYC, documentation, training records and responsibilities in a single system rather than in folders and Excel lists. Firmenfels is built for exactly that, demonstrable to FINMA, your supervisory organisation and SRO.

How do I prepare KYC documentation and training records for an audit by the supervisory organisation?

By keeping your records up to date continuously, not only once a request arrives: one KYC dossier per client relationship, dated training records per person, clear responsibilities. With Firmenfels everything sits in one system, so a supervisory request becomes routine rather than a firefighting exercise.

What exactly has been achieved after 30–60 days?

Scattered information and tasks consolidated, all KYC dossiers complete, responsibilities assigned, training records complete without gaps, tasks, risks and responsibilities visualised across the team, and evidence in place.

How well can you really
steer your company?

Start with the free Management and Risk Check or book a no-obligation introductory call right away.

Start the Management and Risk CheckBook a call